China Post Fund Sub -Lights Control was fined: suspended the record for new private funding management products for six months

The China Post Entrepreneurship Fund issued an announcement on July 13. The Beijing Supervision Bureau of the China Securities Regulatory Commission decided to take measures to suspend the new private fund -raising management products for six months for the company's subsidiaries Chief Optical Control Asset Management Co., Ltd. The announcement shows that the regulatory measures have taken effect on July 7, 2022.

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Four reasons were punished

On July 13, China Post Entrepreneurship Fund issued an announcement that the China Securities Regulatory Commission's Beijing Supervision Bureau decided to take administrative supervision measures for the company's subsidiary Light Control Asset Management Co., Ltd.

The announcement shows that Shouyu Optical Control was taken by administrative supervision measures. The category of administrative supervision was a private equity management business, which was specifically for the six months of suspending the new private equity management products.

The four major reasons for the existence of administrative regulatory measures for Chia Yuang Control Asset Management Co., Ltd. are: First, the necessary due diligence investigations on investment objects and transaction opponents have not been conducted, and strict access management and transaction quota management shall be implemented; The credit status of the financing subject and the opponent of the transaction and the effectiveness of the credit measures is not fully assessed; The system, as well as the scale of asset management plans that do not meet the prescribed asset management plan during the transition period.

According to Article 78 of the "Administrative Measures for the Management of Private Equity Assets Management of Securities Regulatory and Securities and Futures Management Institutions, the Beijing Supervision Bureau of the China Securities Supervision and Administration of Securities Supervision and Administration decided to adopt the suspension of new private equity management products for six months Measures.

The administrative supervision measures have taken effect on July 7, 2022.

The China Post Entrepreneurship Fund stated that the implementation of the administrative supervision measures is the company's holding subsidiary, which will not have a significant adverse effect on the company's own business activities. influences. In addition, the company will urge Shouyukuang Control subsidiary to immediately administrative rectification and missing leaks in accordance with the supervision requirements, further strengthen the internal control management of the asset management business, and effectively improve the level of compliance risk control management.

The staff of a fund subsidiary told reporters on the phone: "This administrative regulatory measure is relatively heavy. According to the reasons for the punishment given by the regulatory, it is mainly based on the proper sales, diligence, due diligence, due diligence, internal management, etc. In terms of. The company cannot do new business in the future, but it can market the size of old products and expand the size of the product's funds, but the funds are also difficult to find. "

No new filing products in 2022

According to public information, Shouyu Asset Management Co., Ltd., as a subsidiary of China Post Entrepreneurship Fund Management Co., Ltd., was established in March 2013 in Qianhai, Shenzhen, and held the "Specific Customer Asset Management Business Qualifications issued by the China Securities Regulatory Commission" Certificate".

In April 2014, China Everbright Holdings Co., Ltd. invested in and became shareholders through its domestic holding subsidiaries.

Shouyu Optical Control was approved by the China Securities Regulatory Commission and engaged in asset management institutions engaged in shares, bonds, derivatives, equity, debt, and income rights. pay. Since the establishment of the company, the cumulative scale of asset management has exceeded 250 billion yuan.

According to the website of the China Fund Industry Association, Shouyu Optical Control has recorded 6 products. The partners are Shanghai HSBC Asset Management Co., Ltd., Beijing Lerui Asset Management Co., Ltd. and Beijing He Tongtianxia Investment Management Co., Ltd. The nearest product is the first Light Control -Chen Rui No. 2 collection asset management plan, with the filing time on September 28, 2021. In addition, as of July 13, since 2022, Shouyu Optical Control has not added new filing products.

Daily Economic News

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