The "local trader" incident follow -up: the fixed increase plan of the "Administrative Penalty Prior to Administrative Punishment" was terminated before being investigated

Author:Daily Economic News Time:2022.07.10

On July 10, the gold ham (SZ002515, a stock price of 4.30 yuan, and a market value of 4.207 billion yuan) issued an announcement saying that the company had received the Zhejiang Securities Regulatory Bureau on July 8 that the "Administrative Penalties inform the company's" administrative penalty in advance in advance disclosure of the company's suspected information disclosure of laws and regulations. Book".

According to the announcement, the Zhejiang Securities Regulatory Bureau found that the gold ham was suspected of "not disclosed major losses in time in time" and "not disclosed a large amount of compensation in time."

Specifically, in September 2021, without authorization, the company's futures trader Yang sold futures contracts to close positions. As of September 30, 2021, the company's futures account had a cumulative loss of 55.1053 million yuan, accounting for 92.92 % of the net profit attributable to shareholders of listed companies in 2020. After the loss, the futures trader Yang Mou compensated the company in accordance with the assessment regulations. The above situation was disclosed on January 27, 2022.

The Zhejiang Securities Regulatory Bureau pointed out that the company was then the chairman Shi Yanjun, then the secretary of the board of directors Wang Qihui, and then the financial director Wu Yuexiao. He was the company's information disclosure of illegal acts directly responsible. The bureau intends to decide to make corrections, give warnings to the gold ham, and impose a fine of 500,000 yuan; they warn Shi Yanjun, Wang Qihui, and Wu Yuexu, and a fine of 200,000 yuan is imposed.

In terms of gold ham, as of the disclosure of the announcement, the company's production and operation situation has not changed significantly ... The company will cooperate with the follow -up work of the CSRC to improve the level of compliance management and internal control to avoid similar problems.

However, the reporter of "Daily Economic News" noticed that at least the financing process of gold ham has been affected by the above events.

On May 27, the gold ham decided to terminate the issue of A -share stocks in 2021. The reason is that the company's suspected information disclosure was investigated by the China Securities Regulatory Commission in violation of the rules, which led to the current issuance of non -public issuance shares.