The central enterprise will set up a new "official position"

The State -owned Assets Supervision and Administration Commission of the State Council recently issued the "Administrative Measures for the Compliance of the Central Enterprise" (hereinafter referred to as the "Measures"), which promoted central enterprises to strengthen compliance management, effectively prevent and control risks, and effectively ensure deepening reform and high -quality development. The Measures will be implemented from October 1, 2022.

The "Measures" clearly proposes that central enterprises should set up chief compliance officers in accordance with the actual situation, and do not add new leadership positions and positions. The unit strengthens compliance management.

The "Measures" proposes that central enterprises should use compliance review as a must -have procedure to embed the management process. The compliance review opinions of major decision -making matters shall be signed by the chief compliance officer to make clear opinions on the compliance of decision -making matters. The business and functional departments and compliance management departments will regularly conduct a regular review of review standards, processes, and key points in accordance with their duties and authority.

In terms of supervision and accountability, central enterprises should not find illegal issues due to intentional or major negligence in the process of performing their duties, or if there is a misconduct for violations of regulations, the units and personnel who cause losses or adverse effects to the enterprise shall be carried out. Hold.

According to the person in charge of the State -owned Assets Supervision and Regulation Bureau of the State -owned Assets Supervision and Administration Commission of the State Council, the establishment of chief compliance officers in central enterprises is an important measure to strengthen compliance management. From the perspective of the practice of large international enterprises, the establishment of chief compliance officers is a universal practice of world -class enterprises. As a member of the core management of the enterprise, the chief compliance officer, as a member of the company's core management, the construction and operation of the comprehensive leadership compliance management system has played a positive role. From the actual perspective of central enterprises, in recent years, the compliance management of central enterprises has made positive progress, but the top -level design and overall planning are still not enough, and work collaboration needs to be further strengthened. To this end, some companies have set up chief compliance officers and have achieved good results. The "ISO 37301: 2021) issued by the International Standardized Organization in 2021 clearly stipulates that one person should be responsible for the operation of the compliance management system and enjoy authority. International organizations such as the World Bank and Economic Organization encouraged enterprises to set up chief compliance officers and serve as an important indicator for evaluating the level of compliance management. Therefore, the establishment of the chief compliance officer in central enterprises is not only conducive to further clarifying the responsibilities of compliance management, implementing responsibilities, and coordinating the strength of all parties to promote work. It plays an important demonstration role in promoting compliance in various types of enterprises in accordance with laws. Based on the above considerations, the "Measures" proposes that central enterprises should set up chief compliance officers in accordance with the actual situation, leading the compliance management department to organize related work to guide their units to strengthen compliance management.

■ Comprehensive from CCTV News Client, the State -owned Assets Supervision and Administration Commission website of the State Council

■ Responsible editor: Zhu Lina

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