The central enterprise will set up a "chief compliance officer"!

Author:Daily Economic News Time:2022.09.18

According to CCTV News, the State -owned Assets Supervision and Administration Commission of the State Council recently issued the "Measures for the Administration of Compliance of the Central Enterprise" (hereinafter referred to as the "Measures") to promote central enterprises to strengthen compliance management, effectively prevent and control risks, and effectively ensure deepening reform and high -quality development. The Measures will be implemented from October 1, 2022.

The "Measures" clearly proposes that central enterprises should set up chief compliance officers in accordance with the actual situation, and do not add new leadership positions and positions. The unit strengthens compliance management.

The "Measures" proposes that central enterprises should use compliance review as a must -have procedure to embed the management process. The compliance review opinions of major decision -making matters shall be signed by the chief compliance officer to make clear opinions on the compliance of decision -making matters. The business and functional departments and compliance management departments will regularly conduct a regular review of review standards, processes, and key points in accordance with their duties and authority.

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In terms of supervision and accountability, central enterprises should not find illegal issues due to intentional or major negligence in the process of performing their duties, or if there is a misconduct for violations of regulations, the units and personnel who cause losses or adverse effects to the enterprise shall be carried out. Hold.

According to the Economic Daily, the Measures proposed that central enterprises have caused major legal disputes, major administrative penalties, criminal cases, or major compliance risk incidents such as international organizations, or may cause major asset losses or serious bad incidents of corporate assets such as sanctions. If the impact shall be led by the chief compliance officer, the compliance management department shall coordinate and coordinate, and the relevant departments will coordinate and cooperate with them in a timely manner.

The "Administrative Measures for the Compliance of the Central Enterprise" is the first departmental regulations issued for compliance management since the establishment of the SASAC. The SASAC emphasized that compliance management is a key institutional measure for enterprises to effectively and effectively prevent business risks. It is an urgent need for continuous and improved corporate governance in the new situation to ensure that the company's virtuous circulation and stable development are. Do not do well.

At the Central Enterprise Compliance Management Promotion Conference held on September 13, Weng Jamei, deputy director of the SASAC, emphasized that central enterprises should thoroughly implement the "Measures for the Management of Compliance of the Central Enterprise", focus on the "five key" to ensure that " Five in place ", take the chief compliance officer as key figures, comprehensively participate in major decisions to ensure management responsibilities in place; take compliance review as a key link, accelerate the improvement of work mechanisms, and ensure that process control is in place; focus on key areas, do a good job of" "Three lists" to ensure risk prevention in place; take risk investigation as a key measure, insist on investigation and modification to ensure that the problem rectification is in place; strengthening sub -enterprise compliance as a key task, strengthening dynamic monitoring through informatization methods to ensure that the requirements are implemented.

It is reported that in order to further improve the compliance management organization system, the "Measures" clearly put forward the establishment of chief compliance officers on the basis of the advanced experience of world -class enterprises. The State -owned Assets Supervision and Administration Commission will promote the high attention and establishment of the central enterprise, clarify the positioning of responsibilities, improve the institutional mechanism, ensure that the chief compliance officer participates in major business management activities, and play an important role in preventing risks, promoting compliance, and stable operations.

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