[Centennial Action] Shanghai Police detects the nation's first futures company's illegal business futures investment consulting business case

Recently, the Shanghai Municipal Public Security Bureau Economic Investigation Corps, together with Fengxian Public Security Branch, combined with the special operation of the "Hundred Days of Action" in summer, successfully detected the country's first futures company's illegal business futures investment consulting business case, arrested 14 suspects, and the criminal suspects were arrested. The futures investment consulting was seized, and the transaction amount involved in the case was more than 320 million yuan.

In the early stage, the Shanghai Municipal Public Security Bureau Economic Investigation Corps found at the work that some people publicly analyzed the price trend of the price of futures and provided specific trading suggestions through the live broadcast, and guided customers to invest futures investment and make profits. Essence The Municipal Bureau of Economic Investigation Corps established a joint project for investigation with Fengxian Public Security Branch, and quickly locked the criminal gang headed by the suspect Wang.

Police found that the criminal suspect Wang Gang registered a technology company and signed an intermediary agreement with a futures company to become the intermediary of the futures company. The so -called futures company is entrusted by the futures company to provide an intermediary service for the futures company to establish a futures brokerage contract. Essence

Inquiry of Futures Investment Consultation -Police investigations found that in order to obtain illegal interests, Wang and others set up a live broadcast room privately in the actual business process. Lecturers, through the webcast lectures and online chatting, analyze the price trend of futures varieties and provide specific buying and selling suggestions to guide customers to conduct futures investment transactions.

High handle fee? Investment consultation fee! —— During the period, the technology company and the customer agreed that every time the customer completes a transaction, it is necessary to pay the trading fee ranging from 5 to 750 yuan according to the futures company. 3 to 5 times. After verification of the police, the technology company can draw 50 to 70 % from it as a rebate, but it is in disguise to collect investment consulting fees.

Customers repeat the transactions many times -even more, Wang's gang will induce customers to conduct multiple transactions and repeated transactions through various types of words, thereby increasing the number of transactions and achieving the purpose of obtaining more rebate.

Citizen Ms. Zeng had previously watched the online live broadcast course opened by the technology company on the Internet. Subsequently, the company salesperson took the initiative to add Ms. Zeng as a friend and introduce her investment project enthusiastically. According to the salesperson, the company is a "professional and deep domestic futures service institution". Ms. Zeng can participate in futures investment as part -time investors. It only needs to invest 100,000 yuan of investment in the capital, and you can easily obtain 500 to 1,000 a day. Yuan's profit.

When Ms. Zeng proposed that she did not understand the futures knowledge, the salesperson recommended it to the company's professional lecturers, saying that she could provide her with professional and reliable operation suggestions to ensure that Ms. Zeng made a stable earnings. Under the layers of salespersons, Ms. Zeng entered 1.12 million yuan.

In the following year, Ms. Zeng conducted operations and transactions in accordance with the suggestion of the lecturer. At most, the daily transaction volume reached dozens of times, and a total of more than 100,000 yuan paid paid. However, Ms. Zeng's investment results lost heavy losses, and in the end, only 500,000 yuan was left.

As of the incident, the gang had accumulated more than 10 million yuan in illegal profits through the above -mentioned crimes.

At present, the public security organs have arrested two major criminal suspects such as Wang, and the remaining 12 criminal suspects have taken criminal compulsory measures in accordance with the law. The case is under further investigation.

Police tip

In the futures investment consulting business, the business license of the China Securities Regulatory Commission must be obtained; no institution or individual may engage in futures investment consulting business without the permission of the China Securities Regulatory Commission.

People between futures companies must not conceal important facts or make misleading statements, provide, disseminate false or mislead investors' information, exaggerate or one -sided publicity investment performance, and make promises to make profit guarantees or share risks to investors to seduce investors Perform futures transactions.

Futures companies should establish and improve compliance management, risk management and internal control system for futures companies, and public security organs will continue to conduct investigation and supervision with the securities regulatory department.

Shanghai Public Security Economic Investigation Department

For such crimes

Always maintain "zero tolerance"

Will resolutely clean up

Illegal securities futures investment consulting, etc.

Illegal securities futures business

Fully protect the legitimate rights and interests of investors

Optimize the rule of law environment in Shanghai's capital market

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