Former employees of Changjiang Securities were fined: 20 million illegal profits of 20 trading days

Zhongxin Jingwei, July 21st. Brokers have accurately ambush listed companies to reorganize. With the help of others, illegal transactions made a profit of 10.492 million yuan, and the supervision was shot.

On the 20th, the website of Ningbo Securities Regulatory Bureau disclosed that a penalty showed that Jin Xiaorong, who had worked in the business post of investment banking in Changjiang Securities, was punished for not 2.05 million yuan for illegal stocks.

Screenshot of the website of Ningbo Securities Supervision Bureau

In May 2020, Jin Xiaorong's friend Li Mouyuan asked, and analyzed that Rongfeng Holding Group Co., Ltd. (hereinafter referred to as Rongfeng Holdings) was likely to reorganize. Discussion, Li Mouyuan helped Jin Xiaorong also bought "Rongfeng Holdings".

On May 17, 19, 2020, Jin Xiaorong transferred 500,000 yuan and 800,000 yuan to the "Li Mouyuan" ICBC account. On May 18th and 19th of the same year, Li Mouyuan transferred the funds he received to his own GF Securities account to help Jin Xiaorong buy 40,000 shares of "Rongfeng Holdings" and 65,000 shares, totaling 105,000 shares, with a transaction value of 1281970 Yuan, all sold on June 12 of the same year, the turnover of 233,4150 yuan. After deducting the transaction tax and fees, Jin Xiaocheng made a profit of 1049194.95 yuan.

On June 17, 2020, according to the instructions of Jin Xiaorong, Li Mouyuan transferred the principal and profit of the above -mentioned Jin Xiaorong transaction "Rongfeng Holdings" to a total of 2.35 million yuan to Jin Xiaorong's spouse Wang Mind China Merchants Bank account. From the 17th to 19th of the same month, Wang transferred the money he received to Jin Xiaorong.

Rongfeng Holdings's original business is real estate development and sales. In May 2020, the company decided to strip the real estate business, transform from medical health, and plan to complete the acquisition of Weiyu medical. Later, due to the capital market and the real estate industry policy The environment changed, the company adjusted the acquisition plan, and finally completed the acquisition in October 2021.

It is worth mentioning that on the evening of May 24, 2020, Rongfeng Holdings issued a suspension announcement to launch major asset reorganization work, and disclosed the reorganization plan on the evening of June 7, 2020. Li Mouyuan helped Jin Mourong buy "Rongfeng Holdings" on May 18th and 19th.

Wind screenshot

On June 8, 2020, Rongfeng Holdings opened the daily limit after resumption of trading. After that, the daily limit board was recorded in five consecutive trading days. Wind data shows that from May 18 to June 12, Rongfeng Holdings rose 82.81%.

In the end, the Ningbo Securities Regulatory Bureau decided not to receive a gold illegal income of 1.049 million yuan and imposed a fine of 1 million yuan.

According to the China Securities Industry Association, Jin Mourong's practicing post in Changjiang Securities underwritten sponsorship Co., Ltd. is a sponsor representative, and the departure is registered as December 30, 2020. Since then, there is no new registration record for the securities industry.

According to media statistics, in the first half of this year, a total of 212 tickets (including securities firms and practitioners) issued by financial supervision units (including securities firms and practitioners) involved 76 brokers. Among them, the number of fines of Anxin Securities, Ping An Securities and Zhejiang Commercial Asset Management ranks among the top three, with 13, 12 and 10 respectively. (Zhongxin Jingwei APP)

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