The Supreme Procuratorate and the Ministry of Public Security, the Ministry of Public Security, and the CSRC jointly issued a typical case of cracking down on securities crimes

[Dahecai Cube News] On September 9, the Supreme People's Procuratorate jointly issued a typical case of five securities crimes in conjunction with the Supreme People's Court, the Ministry of Public Security, and the China Securities Regulatory Commission. The release of this typical case is not only the "Opinions on Strict Campaign of Securities illegal Activities in accordance with the law" jointly issued by the CSRC to implement the China Office and the State Council. It is also an important way to disclose the means of illegal crimes of securities, popularize the knowledge of securities laws and regulations, and strengthen investor education and protection.

Typical cases include:

Ma Moutian and others disclosed in violation of regulations, did not disclose important information, and manipulated securities market cases;

Guo Moujun and others disclosed in violation of regulations and did not disclose important information;

Jiang Moujun and Liu used the case of unintentional information transactions;

Wang Mou, Li Mou's insider trading case;

Xianmou believes that the interests of listed companies and manipulate the securities market case

These typical cases have the following characteristics:

The first is the determination of "zero tolerance" to punish securities crimes. Comprehensive use of administrative penalties, market ban, criminal sanctions, and civil compensation legal means to increase the cost of capital market illegal costs with actual action of law enforcement. The "key minority" in accordance with the law, and general financial personnel who have not let go of a greater role in crime.

The second is to highlight the work of ensuring the deepening of the capital market. Typical cases are the fields and key links in the high incidence of violations of laws and crimes, covering diversified subjects such as actual controller, major asset reorganization trading opponents, public and private fund practitioners, insider information insider, and other diversified subjects.

The third is to highlight the joint force of securities administrative law enforcement and criminal justice. The successful breakthrough of the case depends not only on the professional judgment, careful verification, and careful work of administrative law enforcement officers, but also due to the law enforcement measures and accurate applications of law enforcement methods and accurate applications of public security judicial organs.

The fourth is to take into account the social effects of interpretation and guidance of propaganda. Typical cases, while exerting positive focusing and strengthening the warning, will provide stable expected management for the behavior consequences of market entities, which will help strengthen the awareness of the protection of the rule of law.

The Securities and Futures Commission stated that the next step will continue to implement the "Opinions on Strictly Caminated by Securities Illegal Activities in accordance with the law", adhere to the work policy of "zero tolerance", continuously strengthen the work of work with the public prosecutor's authority, and severely crack down on securities illegal crimes in accordance with the law. Give full play to the role of demonstration and education of typical cases, continue to strengthen the "strict" supervision atmosphere, and jointly promote the formation of a good capital market ecology that Chongfa is trustworthy.

Intern editor: Xu Xilin | Audit: Li Zhen | Director: Wan Junwei

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