The third batch of typical cases involved in the case issued the highest prosecution: alert to the name of a person in compliance, the case, the case, and the money case

On August 10, the highest prosecution released the third batch of typical cases of corporate compliance involved in the case. It is reported that this is the first case of the first case of corporate compliance involved in the case of the corporate compliance reform of the corporate compliance reform in April this year.

The person in charge of the Fourth Procuratorate of the Supreme Procuratorate said in an interview with a reporter that since the pilot pilot was pushed away, the national procuratorial organs worked hard to overcome the adverse effects of the epidemic, insisting on being able to apply as usual. Improvement shows a good development trend.

▲ Data matching. Picture according to IC Photo

According to statistics, from March 2021 to the end of June 2022, procuratorial organs across the country have cumulatively handled 2,382 cases involving corporate compliance, including 1,584 cases of third -party supervision and evaluation mechanisms, and 606 enterprises and 1159 people who rectified compliances according to law according to law. The decision to make no prosecution is obvious before the reform pilot is fully launched.

At the same time, the local conditions were adapted to local conditions and actively cultivated a group of representative typical cases, and the influence of corporate compliance reform involved in the case was significantly increased. A total of 5 typical cases of corporate compliance involved in this time released this time, fully considering the characteristics of large, medium and micro -different types of compliance, involving Internet corporate data compliance, inside information confidentiality of securities crimes, and simple intermediary agencies. Compliance, illegal mining industry governance, and compliance of high -tech private enterprises.

The above -mentioned person in charge mentioned that the compliance plan submitted by the enterprise involved should focus on special compliance and comprehensive compliance as the goal. Existing problems, formulate feasible special compliance management specifications, build an effective compliance organizational system, improve the relevant business management process, improve the report mechanism of compliance risk prevention, make up for the construction of the enterprise system and supervision and management loopholes, and prevent the same occurrence from the source to prevent the same again. Or similar to illegal crimes.

"According to regulations, the scope of enterprises that are applicable to the compliance reform of the enterprise involved in the case, whether it is private enterprises or state -owned enterprises, whether it is small and medium -sized enterprises or listed companies, as long as the enterprise involved in the case confess and confess, it can be able to produce and operate, establish or improve the corporate compliance system. , To have the basic conditions for starting a third -party mechanism. Those who are voluntarily applied can apply a third -party mechanism. "

The person in charge of the Fourth Procuratorate of the Supreme Procuratorate stated that in the next step, the procuratorial organs must comprehensively and stably open the pilot reform of the corporate compliance reform involved in the case, adhere to the problem -oriented, promote the general development of the work, improve quality and efficiency; , Strengthen investigation and research, supervise inspections, implement filing review, follow up and guide the handling of corporate compliance cases; increase the efforts of case handling, improve the quality of case handling, gradually expand the scope of the case, strengthen the "two -way connection" of administrative law enforcement and criminal justice; Case consciousness, strengthen case guidance, and interpretation of the law; always adhere to the standard of standards in accordance with the law, and always be alert to the name of a person in compliance, the case, and the money case, and effectively prevent false compliance, compliance corruption and problem cases.

Red Star reporter Gao Xin Beijing report

Intern editor Zhu Jieying Editor Ren Zhijiang

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