The CBRC issues a ticket!China Huarong Assets was fined 2.3 million, and 6 responsible persons were fined 1.9 million

[Dahecai Cube News] On August 2, the reporter learned from the official website of the China Banking Regulatory Commission that the China Banking Regulatory Commission issued a ticket of 2.3 million yuan on China Huarong Asset Management Co., Ltd. The 6 responsible persons were warned and a total of 1.9 million yuan was fined.

The CBRC (No. 35 [2022] No. 35) by the Banking Insurance Regulatory Commission shows that China Huarong and relevant responsible persons have been punished, mainly involving 6 violations of laws and regulations: 1. Dordered investigation seriously negligible; 2. Legal review does not fail to review the legal censorship. In place; 3. Procedures for transfer of project archives are not compliant; 4. Later management of the project; 5. The examination and approval system is not implemented;

In addition, Zhang Zhongzhang and Qiu Haizhou were seriously negligent due to due diligence, unsatisfactory project transfer procedures, misconduct of the later management of the project, and the implementation of the four violations of laws and regulations were not implemented in place. Yuan.

Hu Ying and Wang Gang were warned and fined 350,000 yuan due to the serious negligence and review and approval system of review and approval.

Gu Huiwen was directly responsible for the illegal and illegal acts that were not in place in China Huarong's laws, and were warned and fined 300,000 yuan.

Zhu Wei's due diligence was seriously negligent, and the project was negligible for post -project management. He was warned and fined 50,000 yuan.

Responsible editor: Tao Jiyan | Review: Li Zhen | Director: Wan Junwei

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