No submitted to the self -check materials as required to request 24 private placements to accept supervision interviews.

Zhongxin Jingwei, July 7th. Due to the failure to submit self -check materials as required, the relevant person in charge of the 24 private equity fund managers was asked to be interviewed by the Guangdong Securities Regulatory Bureau.

On the 7th, the website of the Guangdong Securities Regulatory Bureau announced the "Notice on the Relevant person in charge of the relevant private equity fund manager to receive supervision interviews in our bureau". "Notice of Work" (Guangdong Securities Regulatory Fa [2022] No. 25), requiring private equity fund managers to organize self -examination, of which private equity managers with a management scale of more than 200 million yuan (inclusive) shall submit them to the bureau to submit themselves from the bureau. Investigating materials, as of June 15, 24 private equity fund managers still did not submit self -check materials to the Guangdong Securities Regulatory Bureau as required.

According to Article 5 of the Interim Measures for the Supervision and Administration of Private Equity Investment Fund, in order to fulfill the duties of the supervision of private equity funds in accordance with the law, and effectively strengthen the supervision of private equity funds, the supervision requirements are now proposed through the form of public notifications. The legal representative and general manager of a person brought self -inspection materials to the Guangdong Securities Regulatory Bureau at 2 pm on August 15, 2022 to receive supervision interviews. If you still refuse to fulfill the obligation to cooperate, the bureau will take further punishment measures.

24 private equity fund managers who have been interviewed are Guangzhou Jiuyi Asset Management Co., Ltd. and Zhuhai Julong Investment Management Co., Ltd..

Source: Screenshot of the Website of the Guangdong Securities Regulatory Bureau

The "Notice on Carrying out the Self -Inspection of the Private Equity Investment Fund in the area in the jurisdiction" (hereinafter referred to as the notice) announced by the Guangdong Securities Regulatory Bureau's website shows that in order to strengthen the daily supervision and risk prevention of private investment funds (referred to as private equity funds) in Guangdong, according to the "Private Equity Equity "Interim Measures for Investment Fund Supervision and Management" (Order No. 105, referred to as "Private Equity Measures") and other relevant regulations. Self -checking.

The content of self -inspection is that each private equity institution checks its own compliance with the "Securities Investment Fund Law", "Private Equity Measures", and "Interim Provisions on the Management Management Management Management Management Management of Securities and Futures Management Institutions" Several provisions of strengthening the supervision of private equity funds "and the relevant provisions of the China -Foundation Association.

The focus of self -examination includes:

Whether private equity institutions are compliant in business links such as publicity and promotion, fundraising, investment and operation: whether registration and filing, information reporting, information disclosure, etc.

Whether internal management and risk control are perfect;

Whether to conduct quantitative transactions, involving real estate -related industries, and whether it is engaged in conflicting or unrelated business with private equity management. (Zhongxin Jingwei APP)

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