Hot concerns ｜ Magpie Wealth involves operational, internal control, and information technology violations.

On July 7, the Tibet Securities Regulatory Bureau issued an announcement that the Magpie Wealth Fund Sales Co., Ltd. shall be ordered to suspend the suspension of related businesses.It has been found that the company involves a number of violations in terms of management, internal control, and information technology, including the number of people who have obtained the qualifications of the employees than the legal requirements, and the personnel who did not report, sales and compliance did not conduct internal review of sales materialsThe validity assessment of the risk detection mechanism and implementation situation is not carried out.According to relevant regulations, the company has been ordered by the Tibet Securities and Supervision Bureau to order supervision and management measures for 6 months of related businesses.

Daily Economic News

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