The Shenzhen Stock Exchange announced the results of the information disclosure assessment of the listed company in 2021

[Dahecai Cube News] On July 4, according to the Shenzhen Stock Exchange, a few days ago, the Shenzhen Stock Exchange completed the information disclosure assessment of the motherboard and the GEM listed company in 2021. The assessment is based on the Shenzhen Stock Exchange's "Self -discipline Supervision Guidelines No. 11 -Information Disclosure Work Evaluation" and adopts the combination of company self -assessment and exchange evaluation to comprehensively evaluate the information disclosure work of 2,553 listed companies. The final assessment results were A (excellent), B (good), C (qualified), and D (unqualified) companies. 68.31%, 10.77%, 3.13%. The proportion of companies in the assessment was 3.29 percentage points compared with the previous year, and companies that touched C and D assessment indicators decreased by 49 compared with the previous year. Taken together, 215 companies (8.42%) have more than 3 consecutive years of information disclosure assessment as A, and 121 companies have been assessment for more than 5 consecutive years. The assessment of more than 10 consecutive years is A, and the quality disclosure quality of Shenzhen listed companies has been steadily improved.

Information disclosure assessment positive guidance effect is prominent

In the 2021 information disclosure assessment work, the Shenzhen Stock Exchange combined with regulatory practice and investor concerns to further increase the assessment of cash dividends and share repurchase, investor relationship management, performance of social responsibility, and strengthen information disclosure assessment. Guide.

Evaluation of the incentive effect of the additional item. The first is to add points to the company that disclose the cash dividend and the share repurchase plan, and guide the company to actively repay shareholders. A total of 1,698 companies disclosed the annual cash dividend plan, accounting for 70%of the number of profit companies, with an average dividend payment rate of 34.8%. 567 companies repurchased their shares in 2021. The second is to add points to companies that actively convene investors' explanations and respond to investor problems in time, and open up channels for listed companies to communicate with investors. More than 90 % of the listed companies held a performance briefing meeting around the theme of the "Ten New Breaks", and the proportion of companies that received the extra points accounted for more than 70 %. The third is to add points to companies that disclose social responsibility reports or ESG reports to guide the company to actively perform social responsibility. 550 companies have disclosed social responsibility reports or ESG reports, an increase of more than 100 more than the previous year. 1,559 companies disclosed related content such as environmental protection, pollution prevention, resource conservation, ecological and environmental protection in the annual report, and further improved social responsibility awareness. The fourth is to combine the effectiveness of the company's information disclosure, voluntary information disclosure and participation in information disclosure of relevant rules to formulate the work as appropriate to add points to the company's number of companies. The role is gradually exerting.

Negative indicators and warning effects of scores. In 2021, a small number of companies still touched negative indicators or reduced points, reflecting that the information disclosure quality of related companies is not high, the standardized operation level and compliance awareness are insufficient, and the quality and standard operation level of information disclosure need to be further improved. Except for 159 companies that have been listed in less than one year, they must not be appraised for Class A according to the rules, and 390 companies shall not be A for the assessment of indicators such as a supervisory letter and the shortage of directors for more than 3 months. The 89 companies touched the Class C assessment indicators such as reserved opinions, major defects in internal control, and the shortage of directors for more than 6 months. 38 companies touched the D -class assessment indicators such as being issued unable to express their opinions and administrative penalties. The reduction items are mainly concentrated in the aspects of being adopted by regulatory measures or implementing disciplinary sanctions, and being asked to publicize the error information.

Promote the quality of listed companies with information disclosure as the core

Improve the quality of listed companies is the major decision -making and deployment of the Party Central Committee and the State Council, and the inherent requirements for promoting the healthy development of the capital market. The quality of information disclosure is the objective and important criteria for measuring the quality of listed companies. In recent years, the Shenzhen Stock Exchange has adhered to information disclosure as the core, effectively fulfilled the duties of front -line supervision services, and promoted the high -quality development of listed companies. The first is to build a system, vigorously promote the integration of the self -discipline supervision rules system of listed companies, and strive to build a more concise and friendly, mature and styling rules system. The second is strong supervision, and timely shots on the concepts of stir -fry, abnormal transactions, and financial fraud in time. In 2021, a total of 2,771 regulatory inquiry letters were issued to give full play to the role of supervision inquiry warning and correction, and a total of 202 listed companies were made. The decision of regulatory discipline sanctions is strictly punished to disrupt the violations of the market order. The third is to re -training, and continue to carry out the training of listed companies and "key minorities". The content covers information disclosure rules, annual report preparation, performance briefing, and violations of laws and regulations. consciousness. Fourth, excellent services, further optimize self -discipline supervision services during the epidemic period, including extending information disclosure periods, allowing the adoption of electronic signing to handle business, and supporting encouragement of market entities to carry out holding repurchase.

In the next step, the Shenzhen Stock Exchange will continue to implement the "building system, non -intervention, zero tolerance" policy and "four awe, one joint force" requirements, adhere to information disclosure as the core, give full play to the role of positive guidance and negative constraints of information disclosure assessmentsIn -depth promotion of scientific supervision, classification supervision, professional supervision, and continuous supervision, to promote the improvement of the quality and standardized operation of information disclosure and standardized operations, help improve the five capabilities of the high -quality development of listed companies, and strive to build a virtuous cycle of capital market ecologysystem.Responsible editor: Shi Jian | Audit: Li Zhen | Director: Wan Junwei

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