LeTV's fake case was not good!The two listed companies also announced at the same time that the inspection of the incident was "unable to perform their duties", and the other insured 2 months ago "leaving"
Author:Daily Economic News Time:2022.06.27
LeTV's fake incident remains, and the regulatory penalties involved in the incident are recently landed!
After the market on June 27, Emma Technology (SH603529, the stock price of 74.30 yuan, a total market value of 30.5 billion yuan), Qingdao Food (SZ001219, a stock price of 22.75 yuan, 2.6 billion yuan) issued an announcement saying that Luan Peiqiang could not continue to perform the company due to work changes and could not continue to perform the company's company. Continue supervision of work responsibilities. In addition, on April 13, Tianzhi Hang (SH688277, the stock price was 14.48 yuan, and the total market value of 6.1 billion yuan) issued an announcement. Due to the change of work, Mr. Wang Jiasheng no longer continued to serve as the company's continuous supervision of sponsor representatives.
Photo source: Photo Network-500752910
As the sponsor representative of LeTV's listing, the above two people have been identified as inappropriate candidates recently. They must not hold as a securities company securities issuance and listed sponsorship business related positions or actively perform the above positions within 10 years. Before and after regulatory punishment, the two -person career was also affected. In this regard, some people in the industry directly called, "Bao Dai career has been invalidated", and only has changed career.
At present, the two people are working in CITIC Securities (SH600030, the stock price is 21.80 yuan, and the total market value is 323.1 billion yuan) and CITIC Jiaotou (SH601066, the stock price is 28.80 yuan, and the total market value is 223.4 billion yuan). What will be arranged in the future? The reporter of "Daily Economic News" will learn from the two securities firms on June 27, but as of the press time, the two brokers have not responded.
Listed companies issued an announcement to replace the sponsor representative
Last Friday evening, the Shenzhen Securities Regulatory Bureau released four relevant responsible persons including Xue Rongnian, Gong Hanting, Luan Peiqiang, and Wang Jiasheng who involved the fake of LeTV. For candidates, the self -regulatory measures are not allowed to hold the securities company's securities issuance and listed sponsor -related business related positions or actually perform the above positions within 10 years from the date of decision.
"Daily Economic News" reporters learned that Xue Rongnian and Gong Hanting, who have been punished this time, have left the securities industry for many years. The two sponsor representatives Luan Peiqiang and Wang Jiasheng were projects that have recently left their respective supervision.
This evening, Emma Technology and Qingdao Foods all issued an announcement saying that received a letter from CITIC Securities, because of the work arrangement, Mr. Luan Peiqiang could not continue to perform the company's continuous supervision of his work duties.
According to the website of the China Securities Association, after leaving the old owner Ping An Securities in March 2012, Luan Peiqiang joined Hualin Securities, joined Shanghai Huaxin Securities in July 2015, and joined CITIC Securities as a sponsor representative in August 2017.
"Daily Economic News" reporter learned that Luan Peiqiang completed a non -public issuance project in Shanghai Huaxin Securities and completed two IPO projects in CITIC Securities.
In addition to the continuous supervisor of Emma Technology and Qingdao Food Release, on April 13, Tian Zhihang issued an announcement that Mr. Wang Jiasheng will no longer continue to serve as the company's continuous supervision of sponsor representatives due to changes in work.
According to the website of the China Securities Industry Association, Wang Jiasheng left Ping An Securities in November 2012 and joined Hualin Securities. He joined CITIC Construction Investment in June 2014 and served as the representative of Baobao.
"Daily Economic News" reporter learned that Wang Jiasheng completed two non -public issuance projects and 3 IPO projects in CITIC.
In addition, in April of this year, the first phase of counseling work report on Suzhou Beck Micro Electronics Co., Ltd. also showed that Wang Jiasheng was one of the counseling team members, but CITIC Construction Investment decided to reduce counseling Wang Jiasheng and add a new counselor. Also in April, Jiangsu Botao Intelligent thermal Gearics Co., Ltd. (first phase) shows that due to the adjustment of work arrangements, Luan Peiqiang no longer serves as the leader of the counseling team, but is still a member of the counseling team.
For the above two sponsor representatives, what will be arranged by CITIC Securities and CITIC Construction Investment in the future? "Daily Economic News" reporters to understand from the two brokers on June 27, but as of the press time, the two brokers have not failed. Response.
Industry insiders: 2 people need to switch career
In 2010, LeTV was listed on the market. Now 12 years have passed, and supervision still adopts strict regulatory measures on relevant responsible personnel, especially for the two sponsorship representatives who are still engaged in sponsors in the securities industry. And this is also regarded as the new securities law, the IPO project can be held accountable for life. Lawyer Xu Feng, director of Shanghai Jiucheng Law Firm, said: "As long as you need to trace back in accordance with the law, you don't need to consider (time interval)."
For the future of the two sponsor representatives, this afternoon, some medium -sized brokers told reporters in WeChat that "the career career has been invalidated." He further explained that "Bao Dai was actually inherited on the spot, and stayed up late for overtime. The age of 28-35 was the golden age of the Bao Dai. In the career of Bao Dai, only forced to transform, many Baodai changed their deeds to invest or go to the enterprise as a secretary.
Similarly, for the transformation, there are also head brokers investment banks saying that they have been identified as inappropriate candidates for 10 years, which means that the two need to change careers.
The Securities and Futures Commission has repeatedly expressed their statements to fully implement the "zero tolerance" law enforcement concept, further strengthen the supervision of intermediary agencies such as sponsors, accounting firms, etc., strictly compact the responsibilities of intermediary agencies, and urge intermediary agencies and their employees to be responsible for their responsibilities., Effectively give full play to the duties of "watching people" in the capital market and safeguard the legitimate rights and interests of issuers and investors.According to the China Securities Industry Association, since 2021, regulators have adopted relevant regulatory measures for 121 sponsor representatives, of which 33 have been this year.Daily Economic News
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