The new name of the "Securities Qualification Examination" is determined, and the test will start at the end of August!Practitioners should pay attention to this

Yesterday, the Securities Association announced on the official website of the "Announcement on the renaming the qualification examination of the securities industry personnel qualification examination and extension of the July 2022 test" (hereinafter referred to as the "Announcement").

According to the "Announcement", the "Securities Industry Practitioner Qualification Examination" organized by the Association was renamed "Level Evaluation Test of the Securities Industry Professional Staff", and the test time will also be extended to the end of August 2022 (plan).

In the past two years, affected by the new crown epidemic, the qualification examination of the securities industry has also been canceled and extended.

The Securities Practic Qualification Examination is renamed and extended

Yesterday, the "Announcement" disclosed by the Securities Association on the official website stated that it will extend the qualification examination (including the unified examination and Xinjiang, Tibet, and Qinghai special examinations) in July 2022, and plans to extend until the end of August this year.

Screenshot: The official website of the Securities Industry Association

However, the Securities Association also said that the association will pay close attention to changes in national epidemic prevention policies and the prevention and control of epidemic conditions in various places, actively do a good job of pre -test assessment and related preparations. In principle, the specific time and test arrangements will be on the official website (www.sac.nett .cn) announced 1 month in advance.

In addition, the "Announcement" also renamed this exam for nearly 20 years: according to the "Measures for the Supervisor, Supervisor, Senior Management and Senior Management of Securities Fund Management Institutions, and the Supervisory and Management Measures of Stocks" And the Management Rules of Persons ", the" Securities Industry Practitioner Qualification Examination "organized by the Association was renamed" Level Evaluation Test ".

In addition, people who are worthy of intending to step into the securities industry noticed that the "Announcement" stated that during the extension of this level test, the relevant stable employment policy continued, that is, the "general securities business" category can practice first and then make up the level test. The time limit for practicing registration is extended to the end of the next level test (unified test).

The validity period becomes one year

According to the "Announcement of the 2022 Examination Plan of the China Securities Industry Association 2022" issued by the Securities Industry Association at the end of last year, the original plan of the 2022 test was as follows:

I. The qualifications of the securities industry (unified) examinations are planned to be held twice, applying for the society, and 41 cities across the country are held.

2. The qualifications of the securities industry employees (special session) test are planned to be held twice, of which the securities company and securities investment consulting institutions are planned to be held once, and 36 cities across the country are held; Candidates for social candidates who belong to Xinjiang, Tibet, and Qinghai.

3. The qualification (cloud) examination of the securities industry is planned to be held twice, applying for the securities company, and 36 cities across the country.

Fourth, senior management personnel are held 11 times for testing.

V. Hong Kong Securities and Futures Students' Qualification Exams are planned to be held 3 times; registered international investment analysts are planned to be held once.

The plan to be extended to the end of August (the examination was held in 41 cities across the country), the original time was July 2-3 this year. In addition, according to the original plan, an exam will be arranged on November 5-6 this year.

Screenshot: "China Securities Industry Association 2022 Examination Plan"

Since March 1, 2020, the "Securities Law" has modified "employees should have securities qualifications" to "" personnel who engaged in securities business in securities companies should do well and have professional capabilities needed to engage in securities business. "Securities securities." Securities securities. "Securities securities. Industry employee management has also been adjusted accordingly to post -registration management.

Based on this, the securities qualification examination has also changed from previous practical thresholds to non -accurate incident tests.

In March of this year, the China Securities Association issued the "Implementation Rules for the Professional Professional Professional Capability of Securities Practitioners (Draft for Soliciting Opinions)" (hereinafter referred to as the "Draft for Soliciting Opinions").

The "Draft for Soliciting Opinions" stipulates that the test types of the adjustment and testing and testing are divided into two categories: the professional ability level evaluation and testing of employees and the level of senior management personnel. Among them, the general business level evaluation test of the professional capacity of employees is divided into two basic subjects: the basic laws and regulations of the securities market and the basic knowledge of the financial market; Business, release of securities research report business, etc.

In addition, in terms of registration conditions, the "Draft for Soliciting Opinions" stipulates that those who apply for general business level evaluation and test must be at least 18 years old and obtain a college degree or above recognized by the Education Administrative Department of the State Council; or high school or equivalent to high school culture The degree and more than 3 years of work experience; or personnel who have been hired by institutions such as securities companies, investment consulting companies.

Before the reform, as long as there is a high school degree and the age of 18, you can apply for the exam, indicating that the latest registration conditions are tightened compared to the past.

In addition, the general qualification examination score in the previous securities qualification examination is valid for permanent and effective, and the "Draft for Solicitation" stipulates that the new level test results will be valid within one year from the date of obtained (the validity period of the general level evaluation test results is the securities market. Basic laws and regulations and the basic subjects of the basic knowledge of the financial market are calculated from the last subject of the basic subjects to reach the basic requirements). If it is registered as employees during the validity period, the relevant test results will continue to be effective during the practice period; if the employees leave, etc., the relevant test results will be valid for one year from the date of cancellation registration.

Daily Economic News

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