The administrative supervision measures of LeTV.com sponsorship project

Author:Broker China Time:2022.06.23

Bonded China News Agency, June 23. A few days ago, due to the LeTV sponsorship project 12 years ago, the Shenzhen Securities Regulatory Bureau issued the "Decision on Administrative Regulatory Measures" and decided to qualify for the suspension of Ping An Securities for three months.

When the relevant administrative regulatory measures were notified in advance in March this year, Ping An Securities responded that the company has continued to establish and improve the internal control mechanism in the past 10 years to improve the level of compliance control, and relevant historical issues have been corrected.According to relevant data, the current Ping An Securities business has stable operation and good internal control evaluation.

It is reported that since the implementation of the new securities law, the SFC system has adhered to the comprehensive implementation of the "zero tolerance" law enforcement concept, based on preventing and resolving financial risks and protecting the legitimate rights and interests of investors, and compacting the responsibilities of intermediary agencies through various channels.As an important subject to serve the real economy and help the high -quality development of the capital market, securities firms and other intermediary agencies should also continue to strengthen internal control compliance management and give full play to the role of "doorkeeper".(Tan Chudan)

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