V Guan Finance Report ｜ The chairman of the "post -80s" is punished for non -corporate matters. What is the situation?

Zhongxin Jingwei, September 22. The ST large episode announced on the evening of the 22nd that the company's chairman Shang Duoxu received the "Administrative Penalty Decision" by the China Securities Regulatory Commission on September 22. During his tenure in HNA's foundation, the China Securities Regulatory Commission decided to warn Shang Duoxu due to information disclosure of information disclosure of information disclosure and imposed a fine of 200,000 yuan.

The ST collection stated that because the above punishment matters have nothing to do with the company, it will not affect the company's daily business activities.

The retrospective announcement shows that on January 24 this year, the tenth meeting election of the Tenth Board of Directors of the ST Big Episode was Shang Duoxu, the 10th Chairman of the Board of Directors (legal representatives).

According to ST's 2021 financial report, Shang Duoxu, male, born in 1986, a master's degree in financial management at the University of Dulan. Shang Duoxu was the manager of the Investment and Financing Management Center of HNA International Tourism Island Development and Construction (Group) Co., Ltd., the financial director of Hainan Island Yitonghui Marketing Management Co., Ltd. , Deputy General Manager of the Financial Affairs Center of the Real Estate Development Division of HNA Industrial Holdings (Group) Co., Ltd., general manager of the planning and financial department of HNA Commercial Holdings Co., Ltd., director of financial director of Hainan Island Construction Co., Ltd., director of HNA Infrastructure Investment Group Co., Ltd. Chief Financial Director, Deputy Director of HNA Logistics Group Co., Ltd., Chief Financial Director of Northeast Electric Development Co., Ltd. The current chairman and director of the supply and marketing collection, chairman of Northeast Electric Development Co., Ltd., chairman of the board of directors and executive directors of China Shunkelong Holdings Co., Ltd.

In addition, according to the HNA foundation on the evening of September 22, due to the failure to disclose non -operating affiliated transactions and association guarantees in accordance with regulations, the company was promptly warned by the CSRC and other chairman, and a total of 5.5 million yuan was fined.

Specifically, HNA founded on September 22, 2022 to receive the "Administrative Penalty Decision" of the China Securities Regulatory Commission. It is found that the following illegal facts exist in the foundation of HNA: HNA Group Co., Ltd. (hereinafter referred to as HNA Group) passed the "HNA Group-Institute/Industrial Group-Single Company" three-story management structure. The financial integration, vertical, and three -layer control and management are implemented financially; cash flow integration management is implemented in funding, and funds are uniformly allocated by HNA Group. HNA foundation belongs to the aforementioned "single company", which lacks independence in financial management and control. It is completed under the organization and control of the HNA Group. As a result, the HNA foundation did not disclose non -operating affiliated transactions and association guarantees in accordance with regulations.

The CSRC believes that the provisions of Article 63 of the Securities Law in 2005 and Article 78, paragraph 1 and 2 of the Securities Law in 2019, which violates HNA "Article 193, paragraph 1 and the behavior described in Article 197, paragraph 1, paragraph 1 and 2 of the 2019 Securities Law.

The relevant directors, supervisors, and senior managers involved in the case of HNA Basic violations of Article 68, paragraph 3) of the Securities Law in 2005 and Article 82, Paragraph 3 and 4 of the Securities Law in 2019, constituted Article 193, paragraph 1 of the Securities Law in 2005, and Article 197, paragraph 1, paragraph 1 and 2 of the Securities Law in 2019, "directly responsible personnel and other directly responsible personnel "".

Among them, Shang Duoxu, then the basic financial director and director of HNA, directly accepted the instructions of HNA Group and other instructions to allocate funds for listed companies, participated in the approval of more than 30 pens, and signed the voting and voted for the "2018 Annual Report", "2019 semi -annual report of the 2019 semi -annual report" 》, During his tenure, he did not diligently responsibilities.

In terms of the secondary market, ST large episodes closed at 1.02 yuan/share on September 22, and fell 40.35%since the beginning of the year. The current market value is 19.5 billion yuan. (Zhongxin Jingwei APP)

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