The first batch of science and technology boards were released as a market business list, and CITIC and CICC were temporarily absent

Economic Observation Network reporter on Monday Fan on Monday September 21, Guoxin Securities (002736.SZ) issued an announcement saying that recently, the company received the China Securities Regulatory Commission's "Approval of the Listing Securities of Guoxin Securities Co., Ltd. for the Municipal Trading Business Qualification". According to the "Securities Law", "Regulations on the Supervision and Management of Securities Company", "Interim Provisions on the Examination and Approval of the Business Scope of Securities Companies" and "Provisions for the Pilot Regulations of the Securities Company Science and Technology Innovation Board Stocks", the China Securities Regulatory Commission approves the company's listing of securities to do market transactions Business qualifications.

Regarding the preparation of the science and technology board for the city business business, Guoxin Securities stated that the company will strictly follow relevant regulations and the above approval requirements, modify the company's articles of association, handle supervision reports, industrial and commercial changes, and apply for renewal of business securities futures business licenses and other related related securities futures business licenses. The matters will be prepared in terms of personnel, business facilities, information systems and operating places, strengthen information technology security management and business dynamic risk monitoring, carefully prevent risk prevention, and effectively guarantee the smooth development of the business.

In addition to Guoxin Securities, according to the list recently announced by the CSRC, the first batch of science and technology boards as municipal business pilot brokers also include Shen Wanhongyuan (000166.SZ), Galaxy Securities (601881.SH), CITIC Jiandu (601066.SH),, 601066.sh) Eastern Securities (600958.SH), Caitong Securities (601108.SH) and Guojin Securities (600109.SH), a total of 8 companies were allowed.

In terms of shortlisted conditions, the "Provisions for the Pilot of the Municipal Transaction Business of the Securities Company Science and Technology Innovation Board" on May 13 this year shows that the pilot securities firms need to be approved by the Securities Regulatory Commission and meet the net capital in the past 12 months. 100 million yuan, in the last three years of classification rating on Class A (inclusive) or above. According to incomplete statistics, at least 27 securities firms are currently met for prospective conditions.

In fact, in addition to the eight securities firms that have been officially approved, 11 securities firms have applied for a motion to apply for science and technology board stocks at the board level, including CICC, CITIC Securities, China Merchants Securities, Guotai Junan An'an , Dongxing Securities, Founder Securities, Zhejiang Business Securities, Soochow Securities, Tianfeng Securities, Zhongtai Securities, Everbright Securities. To this end, some people in the industry predict that leading brokers, including CICC and CITIC, will appear in the second batch of science and technology boards.

Judging from the impact on the market, Xia Changsheng, an analyst at Tianfeng Securities, pointed out in the research report that the current liquidity of the science and technology board has a significant layer. Since this year The average daily turnover rate of A shares, the reduction of the science and technology board pricing and transaction efficiency may weaken the financing support of the sector to the development of science and technology enterprises. The introduction of the market business mechanism helps to further enhance the liquidity of the stock of science and technology boards, enhance market toughness, and promote the long -term and healthy development of science and technology boards.

From the perspective of securities firms, Xia Changsheng believes that securities companies can use their own stocks to use their own stocks to carry out science and technology board stocks, which will effectively revitalize the passive positions brought by the company's self -operating position and science and technology board. The price spread is the main source of income. It does not rely on unilateral markets. The income is more relevant to the market size. Compared with traditional self -employment, the stability and certainty of investment performance are higher. It is an important starting point for brokers to go to the direction. In addition, with the improvement of the market size, the market business is also expected to significantly thicken the business achievement.

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