Nine people were fined for copper futures in violation of regulations!

Zhongxin Jingwei, September 19th. On the 19th period, the last period of the institute announced that 9 people were fined because of the violations of the two companies' accounts on multiple contracts in copper futures.

According to the announcement of the previous issue, there were 9 people in the parties: Zhu Wenbo, born in Zhejiang Province, born in 1980; Zhou Yan, born in Zhejiang Province, born in 1980; Zhejiang Province, born in 1998; Chen Zhenye, was born in Zhejiang Province, was born in 1980; Ma Jie, born in Zhejiang Province, was born in 1984; Zhu Sicheng, born in Zhejiang Province, was born in 1980; Lei, born in Jiangsu Province, was born in 1982.

In the last issue, from February 18, 2020 to August 19, 2021, Zhu Wenbo, Yu Yanjie, You Xun, Zhou Yan, Ma Jie, Zhu Sicheng, Chen Zhenye, Zhou Nong, Gu Ang, to obtain a company 1 and a company 2 order instructions. On multiple contracts of copper futures, they have dealt with the two companies' accounts illegally to deal with each other to obtain improper benefits.

In the last issue, the above -mentioned behavior has constituted illegal behavior stipulated in Article 29, paragraph 1, paragraph 3, paragraph 3, paragraph 3 of the Shanghai Futures Exchange.浓, Chen Zhenye, Zhou Nong, Gu Ang, Yu Yanjie, You Xulei, Ma Jie, and Zhu Sicheng reported criticism. At the same time, they were ordered to correct them, fined Zhu Wenbo 10,000 yuan, and gave Zhu Wenbo, Zhou Yan, Chen Zhenye, Zhou Nong, Gu Ang, who had suspended the post -opening transaction for 12 months from the next day. You Xulei, Ma Jie, and Zhu Sicheng have suspended the punishment of the opening of the position for 6 months from the next day.

In the last issue, the relevant futures company should strengthen the compliance education of customers, strengthen the monitoring and management of online transactions, and prevent similar incidents occur again. Relevant illegal punishment decision is recorded in the securities futures market integrity file database. (Zhongxin Jingwei APP)

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