Central Plains Securities replied to the CSRC's feedback, and the seal management of Nanyang Branch was not standardized.

In the evening of today (September 15), Zhongyuan Securities (SH601375, stock price of 3.84 yuan/share, and a market value of 17.8 billion yuan) disclosed the reply to the feedback of non -public issuance shares application documents. According to the previous feedback from the CSRC, related issues were proposed to the company's credit and asset impairment losses, and whether the relevant matters of the Nanyang Branch's seal management were not standardized.

On April 30 this year, Central Plains Securities issued an announcement saying that the total amount of funds raised by non -public offering will not exceed RMB 7 billion (including 7 billion yuan). Capital intermediary business, investment and trading business are the highlights of this fundraising. On August 19, the Securities Regulatory Commission proposed feedback; this evening, Central Plains Securities disclosed a reply to the feedback from the CSRC.

Increased impairment preparation for overdue projects in stock pledge business increased

In terms of credit and asset impairment, Central Plains Securities disclosed in this reply that in the first half of 2019 to 2022, the company's credit impairment loss was 350 million yuan, 345 million yuan, 374 million yuan and 161 million yuan. The sponsor Huatai Joint Securities stated that Zhongzhong Securities has developed a reasonable and effective asset impairment calculation method in accordance with the accounting policy, and the preparation for impairment of various types of assets at the end of the reporting period.

Every reporter noticed that in the loss of credit impairment, the preparation for the purchase and the impairment of the repurchase financial assets has always accounted for a relatively high. For example, of the 161 million yuan in credit impairment losses in the first half of 2022, the preparation for the purchase of retail financial assets was 120 million yuan, accounting for 75%. Zhongyuan Securities stated that the increase in the balance of impairment preparation for buying and returned financial assets is mainly to increase the impairment preparation for the overdue projects of the stock pledge business in the retail financial assets.

In addition, regarding the irregularities of the seal management of Nanyang Branch, Central Plains Securities stated in this reply that it was rectified to the irregularities of seal management, and reported to the Henan Securities and Supervision Bureau to the Henan Securities Regulatory Bureau within the prescribed time.

It is reported that in June 2021, there were online media reports that dozens of investors signed the "Assets Commission Management Contract" with the Central Plains Securities Nanyang Branch, which cannot be paid overdue, involving the scale of funds that may exceed 200 million yuan. After the incident, Central Plains Securities was self -inspected. The "Assets Entrusted Management Contract" was not a product sold by the company. Account. Regarding the above matters, the company has reported the case to the public security organs in a timely manner, and the relevant responsible person has been taken by the judicial organs.

In this response, Central Plains Securities further revealed that the sponsor agencies and applicants' lawyers learned from the relevant public security organs that the public security organs have been investigated by Yang Qing's suspected illegal absorption of public deposit cases. The investigation is still ongoing. The company does not have serious damage to the legitimate rights and interests of investors and social public interests.

The performance loss in the first half of the year

In the first half of this year, Central Plains Securities achieved operating income of 788 million yuan, a year -on -year decrease of 66.28%; net profit loss was 125 million yuan, a year -on -year decrease of 154.79%, and it was a rare securities company in A -share listed securities firms.

In the face of such performance, on September 5, Li Zhaoxin, president of Central Plains Securities, said at the Central Plains Securities' Semi -annual performance briefing in the 2022th annual performance. The repeated impact of the epidemic and the impact of multiple negative factors, the company loses more than 120 million yuan, which has not been before. As a listed company in Shanghai and Hong Kong, the performance is the "test stone" facing the market and investors. We are distressed and conduct deep reflection and repeated research.

Li Zhaoxin also said that there are still many gaps and deficiencies in the development of losses and exposure to the development of business development. At the company's mid -term work meeting in August this year, the company carefully searched the cause, summarized the lessons, comprehensively supplemented the shortcomings, and effectively strengthened the wind. The construction of controlled compliance has been launched, and a series of substantial plans have been launched, which will lay a solid foundation for the company's accelerated development during the "14th Five -Year Plan" period this year. The brief impact does not affect the overall situation of the company's development. The fundamentals of the current company's development have not changed greatly, and the development of various businesses is good.

The reporter noticed that regarding the loss of Central Plains Securities, Central Plains Securities stated that in the first half of 2022, affected by factors such as the international situation and domestic epidemic, the stock market fluctuated significantly, the company's first- and secondary market investment business revenue decreased year -on -year; Sexual impact, the income of underwriting business decreases year -on -year; the company's stock pledge and other businesses have requested credit impairment losses. The aforementioned self -operated business and capital intermediary business that caused the loss of performance is the highlight of the investment raised funds raised by the Central Plains Securities.

Daily Economic News

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