The former manager of the Star Fund was involved in the "mouse warehouse" of 23.55 million, and was sentenced to 14.45 million fines for 11 years.

The fund company also exposed the "mouse warehouse", converging the transaction amount exceeded 400 million, this time it was the former employee of the star fund company, the Nuoan Fund.

Recently, the Red Star Capital Bureau learned from the referee document network that Zou Mou, the former fund manager of the Noon Fund, used the convenience of the executive director and fund manager of the investment department, and revealed the unintentional information to his brother. Yuan. Even for the sake of cancellation of the case or lighter treatment, Zou also bribed 3.5 million yuan in national staff.

In September 2021, the Chongqing First Intermediate People's Court made a first -instance judgment on the case, determining that Zou had been executed for 11 years in prison and fined 14.45 million yuan; Zou A younger brother was sentenced to 3 years in prison and fined 10 million yuan; the two of them illegally obtained about 23.5504 million yuan to recover them in accordance with the law and paid the state treasury.

Exposed "Mouse Warehouse" transaction

The former manager of the Noon Fund made a profit of 23.55 million

Public information shows that the mouse warehouse refers to the fund manager and others to buy stocks with their own funds, and use other people's funds (such as institutional funds controlled by themselves, securities investment fund funds) to raise the corresponding stock price Stocks are profitable.

From the judgment, the Red Star Capital Bureau saw that Zou was 55 years old and served as the executive director and fund manager of the Investment Department of Nuo'an from March 2010 to January 2015. During his job, Zou used his management operation to operate the "Nuoan Stock Securities Investment Fund" account convenience to leak the fund's investment in stocks and moves to his brother.

↑ The picture is from the referee document network

According to Zou's confession, he and his younger brother communicated with stock investment through various methods such as telephone, WeChat, and party. Zou will recommend stock recommendations to his brother on the stock situation and business progress he has mastered the analysis, and recommend that you buy or sell the corresponding stocks. After the profitability of the stock and sells the stock, it will be distributed to a part of Zou. He was worried that he had an impact on himself. In 2007, Zou arranged for his brother's relative Tian Mou to open a stock account for his brother.

In this way, Zou Mou used two securities accounts for convergence transactions. Among them, Zou's brother's private securities account, 43 stocks traded through the Shenzhen Stock Exchange, reached 20 stocks that converged with the "Nuoan Pioneer" fund stock transaction, accounting for 46.51%, and the convergence transaction value was about 218 million yuan. ; A total of 7 stocks traded through the Shanghai Stock Exchange, with 3 stocks that concentrated in the "Nuoan Pioneer" fund stock transaction, accounting for 42.86%, and the transaction value was about 198,700 yuan.

The relative Tian's private account has a total of 53 stocks traded by Shanghai Stock Exchange. The number of shares converged with the "Nuoan Pioneer" fund stock transaction reached 34, accounting for 64.15%, and the convergence of the transaction value was about 199 million yuan.

Calculated, the convergence of the two accounts was as high as 417 million yuan, and Zou and his younger brother illegally made a total of about 23.554 million yuan.

It is worth mentioning that related stocks are also mentioned in the judgment, such as: Haihong Holdings, Shengli Precision, Great Wall Information, Zhongyuan Xiehe, etc.

After making a profit through the "mouse warehouse", Zou applied for resignation from the Nuoan Fund on January 15, 2015. In February 2017, the Chongqing Municipal Public Security Bureau was investigated by the Ministry of Public Security. In April of the same year, the two brothers Zou actively committed the case.

The judgment also revealed that in order to revoke the case or handle the case during the investigation phase, Zou also bribed 3.5 million yuan in national staff.

In September 2021, the Chongqing First Intermediate People's Court made a first -instance judgment on the case, determining that Zou had been executed for 11 years in prison and fined 14.45 million yuan; Zou A younger brother was sentenced to 3 years in prison and fined 10 million yuan; the two of them illegally obtained about 23.5504 million yuan to recover them in accordance with the law and paid the state treasury.

Zou once worked for a number of securities companies

The performance of the reward is mediocre

The Red Star Capital Bureau found that Zou, who used the "mouse warehouse" to make a profit of 23.5 million, has worked in many large securities companies.

According to the Tiantian Fund Network, Zou is a master's degree in economics and has funding qualifications. He has served as CITIC Industrial Bank, Huaxia Securities Co., Ltd., Huaxia Fund Management Co., Ltd., Chase Securities Co., Ltd., China International Financial Co., Ltd., Nord Fund Management Co., Ltd., Shenwan Paris Fund Management Co., Ltd.

Before joining the Nuoan Fund in 2010, Zou Mou from July 1999-June 2000, Ren Xinghe Securities Investment Fund Manager; July 2000-November 2001, manager of Ren Xing'an Securities Investment Fund; 2007 From April to May 2008, Renno Value Generous Stock Securities Investment Fund Manager.

However, the four funds managed by Zou Mou were very average. Only the "fund Xinghe" managed by 1999-2000 was the best performance, with a reward of 33.98%. The reward of "Fund Xing'an" managed by 2000 to 2001 is -9.10%. The reward of the "Nord Value advantage" managed by 2007 to 2008 was 8.53%.

It is worth noting that the "Nuo An Pioneer" fund mentioned in the above -mentioned "mouse warehouse" case is the longest management time in Zou. For more than 4 years, the fund size is 4.296 billion yuan, but Zou's Mou’s’s’s’s. The reward is only 13.02%. However, after Zou's departure, the above -mentioned "Nuoan Pioneer" fund was currently managed by Yang Gu and Zhang Ye, and became the second largest hybrid fund under the Nuoan Fund, second only to the growth of Nuo'an managed by Cai Songsong. As of the end of June this year, the latest fund scale of the Noon Pioneer was 4.296 billion yuan.

The Red Star Capital Bureau noticed that before the "Nuoan Pioneer" fund had caused a lot of controversy due to high commission costs, investors questioned that "poor performance and high commission" were criticized by the industry.

According to the China Business News, the fund paid the fund in 2018 was as high as 46.763 million yuan. In the first half of 2019, the fund paid 14 brokerage trading commissions for 15.146 million yuan. The commission of the largest fund "Xing Quanyi A" on the market at the same time was about 1 million, but the size of the Nuoan Pioneer was only about one -tenth of "Xingquan Yiyi A".

Red Star Journalist Qiang Ya Mill

Responsible editor Wei Kongming Editor Pan Li

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