The banking supervision penalty weekly report: Cumulative fined 18.71 million yuan, involved in Huaxia Bank, Minsheng Bank, etc.

According to data from corporate early warning, last week (8.27-9.2) People's Bank of China, Banking Insurance Supervision, Securities Regulatory Commission, Foreign Management Bureau, Exchange, and Traders' Associations announced a total of 376 tickets, an increase of 24.92%month-on-month; 442.69 million yuan, an increase of 9.16%month -on -month.

In terms of banking industry, the total amount of the banking industry was fine of about 18.71 million yuan last week, involving a number of banks or credit units such as Bank of China, Agricultural Bank of China, Industrial and Commercial Bank of China, Construction Bank, Postal Savings Bank, Huaxia Bank, Minsheng Bank. Among them, the number of penalties for the banking industry is increasing. According to the disclosure, it is mainly concentrated in violation of anti -money laundering laws, illegal operations, and information disclosure of false or serious misleading statements.

Data show that the six major financial regulatory agencies and subordinate dispatched institutions were punished. Among them, the central bank issued 24 tickets in this issue, with a cumulative penalty amount of 7.46 million yuan. Specifically, among the offspring of over million tickets this week, the target of Agricultural Bank of China includes 1 branch and 2 branches.

In terms of the violations of branches, the Xiamen Branch of the Agricultural Bank of Agricultural Bank of China will be submitted to the People's Bank of China to submit information to the People's Bank of China; it has not been re -identified in accordance with regulations; Adopt intensive identification measures on high -risk customers according to regulations; trade with customers with unknown identities; no complaints for financial consumers are correctly classified as required, and misunderstandings and missed complaints; not disclosed to financial consumers as required as required and financial products Important content related to services; transfer taxes to eight other subjects other than "to be settled in finance" were punished.

Zheng Yi and Chen Zezhen, employees of the Bank of Agricultural Bank of Agricultural Bank of China, have a direct responsibility for the violations of the following illegal and violations of the Xiamen Branch of the Agricultural Bank of China: the client risk level division, adjustment, and review are not carried out in accordance with regulations; They were fined 60,000 and 10,000 yuan, respectively.

From the perspective of the illegal regulations of the sub -branch, the Huilin Qingfeng Sub -branch of Agricultural Bank and the Tigerlin Qingshan Sub -branch were fined 240,000 yuan by the CBRC due to false or serious misleading statements for information disclosure. (WEMONEY Research Room Ronaldo/Edit)

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