The banking supervision penalty weekly report: Agricultural Bank, CITIC Bank, China Merchants Bank and other illegal fined

According to data from corporate early warning, last week (8.20-8.26) People's Bank of China, Banking Insurance Supervision, Securities Regulatory Commission, Foreign Management Bureau, Exchange, and Traders' Associations announced a total of 301 tickets, a decrease of 5.35%month-on-month; 40.553 million yuan, a decrease of 34.72%month -on -month.

In terms of the banking industry, the total amount of the banking industry was fine of about 11.26 million yuan last week, involving a number of banks or credit units such as agricultural banks, postal savings banks, CITIC Bank, Industrial and Commercial Bank of China, China Merchants Bank, Industrial Bank, and Guiyang Bank. The number of financial penalties has been greatly reduced, and the areas of punishment are scattered. It is mainly concentrated in the fact that it has not performed their duties in accordance with the law.

Data show that the six major financial regulatory agencies and subordinates sent institutions for punishment. Among them, the central bank issued only 4 tickets in this issue, with a cumulative penalty amount of 1.3 million yuan. Among them, Harbin Bank was fined 1.28 million yuan for illegal operations.

In addition, the ticket issued by the CBRC has decreased by nearly half, and the amount of penalties has also been significantly reduced. More than one million penalties are issued to commercial banks, with a total of three.

It is worth noting that less than a week after the interval, CITIC Bank was fined again by the CBRC after being fined 3.3 million yuan in fines last time. His employees Xu Lili and Li Hui were responsible for direct responsibility for the personal loan investigation and post -loan management of CITIC Bank's Shenzhen Branch, and they were prohibited from entering the relevant industries and warning.

Among them, Xinjiang Tianshan Rural Commercial Bank was fined 1.5 million yuan, which was the biggest ticket received this week. During the president of the Water -Mane District Sub -branch of Tianshan Rural Commercial Bank, he did not fulfill his credit management of the sub -branch. The illegal and illegal behavior of the misappropriation of credit funds was imposed by the CBRC.

In addition, the Fujian Strait Bank did not perform its diligence due to failure to perform their duties in accordance with the law; the real estate development loan lending investigation did not do its due diligence, and was fined 1 million yuan by the CBRC. At the same time, the Fujian Strait Bank also was fined 500,000 yuan for incomparable job investigation and lack of management after loan loans. A total of 1.5 million yuan was punished this week. (WEMONEY Research Room Ronaldo/Edit)

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