The first business department of Anxin Securities was warned by employees' promotion of fictional financial products

Zhongxin Jingwei, July 21st. On the 21st news, the website of the Sichuan Securities Regulatory Bureau was reported to the customer to promote the fictional financial products to the customer to seek unfair interests.

The Sichuan Securities Regulatory Bureau pointed out that after investigation, Anxin Securities Chengdu Longteng East Road Sales Department existing practitioners to introduce fictional financial products to customers to seek unfair interests. The above behavior violates the provisions of Article 6 (4) of Article 6 (4) of the "Measures for the Administrative Measures for the Management of Securities Company and Securities Investment Fund Management Company" (CSRC Order No. 166). In accordance with Article 32, paragraph 1, paragraph 1 of the "Administrative Measures for Securities Companies and Securities Investment Fund Management Company", it was decided to take supervision and management measures with alert letter.

Screenshot Source: Sichuan Securities Regulatory Bureau

On the same day (July 21), the Sichuan Securities Regulatory Bureau disclosed the decision to punish Wu Chenhong. During his tenure during the business department of Anxin Securities Co., Ltd. Longteong Road, he promoted the fictional financial products to obtain unfair interests to customers, and the Sichuan Securities Regulatory Bureau decided to take the supervision and management measures with a warning letter from Wu Chenhong.

The official website of Anxin Securities shows that Anxin Securities was established in August 2006 and is now a full -license comprehensive broker. Anxin Securities Headquarters is located in Shenzhen, set up 47 branches in Beijing, Shanghai, Guangzhou, Shantou, Foshan and other places, and 326 securities business departments in 27 provincial administrative regions. (Zhongxin Jingwei APP)

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