In the second quarter of 2022, the quality evaluation of the securities firm practice: open source securities returned to the list

On July 20, 2022, the North Stock Exchange and the National Stock Transfer System released the results of the second quarter of 2022 securities companies' practice quality evaluation results. In the second quarter of 2022, open source securities returned to the list with the total score of 149.65, and this is also the fifth position on the list of open source securities since 2021.

The same as the statistical standard in the previous quarter was that this quarter also participated in the evaluation of 112 securities firms, of which 11 brokerage companies were included in the consolidated evaluation of its parent company, so there were only 101 brokerage companies in actual ranking.

In the second quarter of 2022, the first three and the previous quarter of the list changed a lot: the original list of the first list was reduced from 150.90 to 137.80 points in the second quarter, and the ranking dropped from the list to the list three; in the first quarter, due to the compliance quality exhibition industry The open source securities with a lot of scores recapture the list again, and the compliance quality in the second quarter was only deducted by 1.71 points; the ranking of Zhongtai Securities of the two also increased two places from the previous quarter. The quarterly ranked fourth and scored 139.48).

(Beijing Stock Exchange, National Equity Trading System)

In terms of professional quality scores, open source securities issued mergers and acquisitions, continuous supervision and continuous supervision, and the market business in the New Third Board (that is, the national stock transfer system). Securities occupy the first position of the M & A business of the Peking Stock Exchange, as well as the first position of the comprehensive business of the Peking Stock Exchange and the national stock transfer system.

However, although open source securities have returned to the list, the total score is lower than the Anxin Securities of the previous issue, which also makes the score of no brokerage firms in this issue exceeding 150 points. At the same time There are two buses, while a total of three brokers.

At the same time, in the second quarter of 2022, the top ten securities firms on the list were also the only score of more than 120 points, and the number was also reduced by 4 compared with the first quarter of 2022.

Specifically, in addition to the top three, the 4th to 10th brokerage firms are: CITIC Tella

Division), Guotai Junan (124.18 & nbsp; points), Zhejiang Shang Securities (121.07 points) and Guojin Securities (120.00 points).

In addition, comparison with the ranking in the first quarter, the ranking of 39 brokerage firms has increased, of which 19 securities firms have increased more than two digits. And there are many large securities firms.

For example, CITIC Construction Investment, which ranked 4th, was promoted by 31 times from the previous time, and the compliance quality achieved zero deduction; Guotai Junan, who ranked eighth in the second quarter, also received a full score of the compliance quality. At the same time, CITIC Securities was promoted to the 12th place of the list from 14 to the second quarter; Haitong Securities was promoted to the 19th to 19th.

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